Reengineering Legacy Client-Server Systems for New Scalable Secure Web Platforms

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13 Νοε 2013 (πριν από 8 χρόνια και 2 μήνες)

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Reengineering Legacy Client
Server Systems for

New Scalable Secure Web Platforms

Julius Dichter, Ausif Mahmood

, Andrew Barrett


University of Bridgeport, Bridgeport CT 06601

Technology Farm, Tewksbury MA 011878


We have designed a methodology and developed a medium
scale soft real
time system,

allow a migration from a relatively unsecured, non
scalable, multi
tier legacy client
server system, to a new system, which is able to maintain all existing functionality and at
the same time provides full modern web server features. Our paper details met
which can be applied to complex legacy, synchronous, and asynchronous client
systems to create simple web
based solutions. We will detail one such system, and show
how it was initially migrated to a CGI solution, and then scaled
up to a fast,
multithreaded system. During the 1990s there was a huge proliferation of server
scripting utilizing CGIs. These systems provided dynamic web service to clients. While
their benefits were obvious and immediate, their shortcomings became evident as the
Internet matured, requiring greater scalability, more responsiveness, and increased
security. We solve problems with security, when legacy client
server systems need to
send asynchronous socket communication messages despite an existing firewall
g such communication. Our system, which is currently in operation at a large
federal government agency, is one example of how other similar systems can be
to work in current web
server environments.


side processing, CGI scrip
ting, Firewall, Security, Scalability,
HTTP programming, System Reengineering.

1 Introduction

server systems have been around in the business environment since the
1980s. It was a simple evolution of the time
sharing systems. The advantages we
re clear:
separate the logical functions of the two tiers, and reduce the load on the backend, or
server [*]. As the benefits of this new model became clear, systems grew at a breakneck
pace. Because each system was a specific solution for a single applica
tion, these systems
were as different from each other as the any two pre
database file systems of the 1960s
[*]. Many of these client
server systems persisted into the 1990s, as the Internet became a
force in the client
server market. The freedom of design

and communication patterns
between the client and the server were no longer possible in a web
based implementation.
For each new client CGI request, the web server spawned a server process. However, this


process was killed after its completion, and any st
ate it may have had in the prior
invocation was lost in the subsequent one. If complex, multi
tier client
applications are to survive into the current web
based model, their migration must be
relatively simple, and they must preserve the free commun
ication patterns using just a
simple stream communication as offered by CGIs or servlets, for instance.

The newer technologies for server
side processing include Java
, Microsoft
servlets, or other proprietary APIs which allow the server scrip
ts to run as a sub
of the web server itself (iPlanet’s NSAPI or Microsoft’s ISAPI). Increasingly, Java
servlets are used for such applications [*]. Servlets have an advantage over the CGI
scripts because they are scalable. They are automatically mu
ltithreaded for clients. CGIs
create a new process for every client request. Because older CGIs were developed prior
to the secure web server model, many are basically band
aided application programs with
minor changes allowing them to run in web server en
vironments. This often results in a
free back

forth communication between the client and server, often with socket
based messages being exchanged. Such communications are not desirable in security
conscious environments because they amount to nothing l
ess than firewall exceptions and
thus security risks.

The simple solution to the client
server system migration into a firewall
scalable web server environment is to rewrite the system from the ground up. While
sounding simple, it may be a daunt
ing task. Consider, for example, that the CGI is a front
end to a set of tiers, which may have been developed in stages with different development
companies (likely with limited documentation). We may have back
end sub
accessing databases using pro
prietary APIs such as some flavor of RPC. We may have
CGIs spawning long
term processes, which keep client state information as long as a
session exists. Such long
term processes may implement asynchronous communication
back to the client by sending socket
based messages to a receiving
end of the client.
Clearly, such systems would need to be rethought and reengineered to work in a secure,
scalable web environment. In the next section we will get into the details of reengineering
the client
server OLD syste
m first into a web
based secure CGI version and then adding
scalability and performance.

2 HTTP Pro Architecture

To introduce our system reengineering methodology, we will begin by
introducing the OLD client
server system architecture. We will define
its functionality
and its deployment platform. Then we will show the architectural shift which allows the
system to be ported to a web environment, and finally to its last version which adds the
performance, asynchronous communication and additional securi

2.1 The OLD Client
Server Architecture


The client
server system was developed to facilitate management of a large
inventory for a federal agency. It was developed originally in 19xx, and its architecture
was a three
tier model. The client
is a Power Builder front end, which defines the end
user’s interface into the system. Behind the firewall was a Transrouter Server, to which
the client connects using the remote procedure call interface. The Transrouter Server has
a dual function. First it

uses the Oracle OCI protocol to fetch for the Powerbuilder
application screens from a database. The client is made up of so many different screens (a
high GUI complexity) that to minimize the size of the client the screen configuration
information is stor
ed in a remote database. Second, because the client needs to populate
the data screens with actual inventory information, and Transrouter Server makes a
proprietary DCE RPC call to invoke a Functional Server which, in turn, makes an OCI
request to another
Oracle database for the population data. Because the system has many
concurrent clients, there are many ports, which are necessarily going through the firewall
for the system to function correctly. The client is implemented on a Windows NT
platform, and th
e Transrouter Server runs on HP UNIX , HP
UX 10.2.

To facilitate the communication between the client and the server, information
was passed from the client to the server, and other information was passed back to the
client. For example the client would

send its user id,
, to identify the actual person
who was accessing the system and its session id,
, to specify the session number of
which this request was a part. If a request was an initial one (first in a new session), the
client would pass a nu
ll value, and the server would return an

which would be
submitted in subsequent requests from the same client. One additional important system
problem occurred when some large data requests take an inordinate amount of time, on
the order of an hour. If

the client made such a request, the RPC would block the client for
a potentially long period of time. To avoid this, the Transrouter Server would return
immediately in such cases, and the client would open a server thread, which would wait
until the Funct
ional Server returned the data set. In this way, the client could do other
things in its


The system architecture was affected when the agency decided to implement a
more secure environment. In this environment a second firewall was added. Th
is was an
outer wall to monitor external system access. Clients could connect from the outside,
passing through the first firewall, then the second

the original one

before accessing the
Transrouter Server. In this way, if a break
in was detected from t
he outside world, the
first firewall could completely shut off all system access, while the clients inside the
agency, the inside network, could still have access. The first firewall enclosed the
, which enabled users outside the agency to conne
ct. The O/S was HP
UX 11.0, inside
the inner firewall was the
server net
, basically the original system with HP
UX 10.2. This
system ran until early 2001, with each firewall containing a set of exceptions for outside
clients, increasing security risk.

e system was difficult to rewrite because of the huge amount of complicated
screens encoded on the Oracle database. Further, the proprietary RPC
based Functional
and Transrouter Servers were a set of well
behaved, complex, expensive and tested


Redevelopment of the entire system would cost on the order of several
million dollars.

2.2 The Migration to a CGI model

The motivation of moving to the CGI model from the client
server model was to
make the system adapt to a new architecture, while,

at the same, time modifying as few
components of a complex system as possible. In this way, a solution could be developed
relatively quickly with a low cost, while maintaining functionality. In our approach, the
modifications to the client were very minor
, and those to the Transrouter Server, nil. A
primary problem with the migration has to do with the flexible communication of freely
developed client
server applications. Socket communication can be back
forth as
needed. For instance, in a communicatio
n round, a client can send a message, receive one
back, and repeat this any number of times. This cannot occur in the CGI model. When a
CGI client sends a request, it is through the web server. All its input data is typically
encoded in an HTTP GET or POST

request. The CGI server is instantiated and responds
to the input data, and its standard output stream is forwarded as the response back to the
client. Once the CGI server completes, its process is terminated and the local
environment is lost. Effectively
, a client is limited to a single send
receive cycle. The
problem is how to manage state information if a session is to span multiple client
requests. In our solution, the ckient request as well as the response is a potentially large
payload. Therefore, we

send the environment as well as the request data as part of the
client HTTP POST data.

The new deployment environment, which included the two firewalls, server net
and service net, necessitated the need of a new component. The real server was on the
side service net, accessible only from local users. Clients accessing the system from
outside the server net, would need to go through the server net’s web server, and have the
request forwarded to the CGI server on the inside service net. A new server net

component was developed. This component was a CGI script which took all the
client request information, and made a HTTP POST request to the service net’s CGI
server. The goal of this move was to migrate the system to a web
based model
ch that the only access into the CGI system was through the web server port on the
outside to the web server port on the inside. The idea was that the client would make its
connection as an HTTP POST request to the outer web sever, which would be passed
rough, or tunneled, to the inside web server. There, the inside CGI would be a new
component, named the Transrouter Client, TR Client. It would be the task of the TR
Client to excute the RPC access to the Transrouter Server. Since the TR Client was
the firewalls, it had no restrictions on its socket communications within the
service net.

An interesting solution had to be devised in implementing the asynchronous
service request. To make this work, the client would also send an asynchronous id,
the server, initially a null value. If the request was determined to be asynchronous (the
determination was made by the server, not the client), then the server would return to the


client an

with a unique non
null value. The client would then start
a new local server
thread, which listened for a response from the Transrouter. This was not a clean solution
because it still required a hole in the service net’s firewall allowing a socket back to the
blocked, waiting client. A better and more secure solu
tion was implemented in the next

2.3 Converting the CGI To a Multi
Threaded Asynchronous System

The CGI solution worked quite well, and was able to get the data through to the
clients. It had shortcomings, however. First, the process was not sc
alable. When many
clients connected, some with multiple clients running concurrently on different machines,
the server was bogged down with multiple copies of the tunnel CGI (on the server net)
and the server CGI (on the service net). This problem created
a waste of resources, both
in terms of memory and performance. Second, the solution to the problem of the
asynchronous communication form the Transrouter to the client was not acceptable, as
firewall exceptions had to be made to allow backward communicatio
n. In addition, the
client was not free to make other requests in the long response waiting periods.

The solution to the scalability issue was straightforward. We needed to
multithread the

and the

processes. An obvious solution was to imple
both of these in Java as servlets. We did take this approach in the
, but were unable
to do so in the

process. Because we were dealing with an existing hardware and
software platform, some limitations arouse. The server net, when the

was deployed
was running HP
UX 11.0 and used a Netscape 4.0 Web Server. This platform was
capable of running Java servlets. The service net, however, was running HP
UX 10.2.
This was an older reliable large
scale server, but it was not capable of runnin
g the HP
UX 11.0 operating system. The problem was compounded in the 11.0 was required to run
Netscape 4.0, and the Netscape 3.6 Web Server did not have sufficient
enough support
for Java servlets to allow that implementation. We solved the issue by implem
enting the

side in Netscpae’s NSAPI, an API which allows the

to run in the process
space of the web server. When a request of such a server process is made, the web server
runs it in a thread within its own process.

The problem of the async
hronous communication was resolved by the
modification of the software architecture if the

on the service net. In the CGI
model, the

was a CGI script, which made the client screen data request and the
inventory data request via an RPC call to

the appropriate servers. The RPC mechanisms
worked well, and used a proprietary DCE system, ENTERA. The service net’s

broken into three server components: the
session manager
session listener
, and the TR
Client. The first two of these componen
ts were NSAPI threads, which shared global
structures. But because threads have a similar property to CGI scripts, namely they die
and lose their states after they complete, the
session listener

was a thread, which started
on web server launch, and never t
erminated. This allowed the
session listener

to maintain
tables of state information between consecutive new and repeat client connections. The
session manager

is an ordinary thread. Whenever a client makes a connection, the web


server creates a
session ma

thread for that client request. The
session manager

thread can read or write the shared data stored in tables in the
session listener

thread. The
last component, the TR Client, is a normal process, spawned by the
session manager
which makes the RPC
calls on behalf on the client to the Transaction Server. The TR
Client is a stand
alone UNIX process. As such, one new process would be required for
each new client request. We decided that it would be efficient to have only a single TR
Client for the life

of a client’s many possible requests. Because a
session manager

manages only one query then dies, we needed a way for each
session manager

instantiated for one client to contact the same TR Client each time. We were able to
accomplish this with giv
ing out unique session IDs to clients, logging them in the
’s table, and associating them with the server socket of the dedicated TR Client.


Typical System Scenarios

There are three typical types of transactions, which the client can ini
tiate. They
include a new session or subsequent session request, a session termination request, or
asynchronous data retrieval. In order to enable this in our system, several variables were
utilized. Variables were sent from the client in the original requ
est, and variables were
sent back to the client from the Transrouter Server response. Some of the variables are
used to pass the identity of the end user so as to respond only to queries, which the user
has a right to pose. Variables of interest in our sys
tem include the user ID, session ID,
request TYPE, and asynch ID. The user and session ID

are unique values that allow a
user to possible have different sessions going on, possibly from different client terminals.
The request TYPE variables are sent by th
e client to denote a new session request, a
subsequent request (meaning that the client has already posted requests in this session), or
a termination (meaning the client application is shutting down). There are additional
variables, which are used for err
or checking and validity.


Typical System Scenarios

The following scenarios depict what happen when a client makes a request. We
will assume that the client makes either a direct HTTP POST request to the inner web
server if it is located inside the servic
e net, or an HTTP POST request to the Tunnel
Servlet, which makes the POST request for the client, if a client is outside the firewall. In
short, we will ignore the tunnel because it is necessary only in the event of outside
firewall access.

In the case
of a client connecting for the first time, the request TYPE has an
upon special value. The session ID is null. When the
session manager

receives the
request, it creates a unique session ID value, and logs it with the user ID in the shared
table. The
n the
session manager

creates a new TR Client process dedicated to this user’s
session. When the TR Client launches, it creates a listener port for the
session manager
Then the TR Client sends a message to the
session listener

to report its port number, a
session listener
records it in the table next to the client’s user and session IDs. The
session manager
, which has been polling the table for a valid port entry to contact, reads
the port number, and opens a socket to the dedicated TR Client. It is
at that time that the


client’s request gets forwarded to the to the TR Client, which in turn, makes the RPC call
to the Transaction Server. In a normal request, one in which the request is not very time
consuming, the RPC returns a query result, which is r
eturned to the
session manager
, the
forwarded to the client (possibly through the tunnel).

When a client makes a subsequent request, the request TYPE is another well
known value, but the client sends it a previously
received session ID. This differs from

initial request in the newly created
session manager

thread does not create a new TR
Client process, but looks up the port of the previously created one, and forwards the
request to the socket. A termination request is very simple, the
session manager

reads the
user and session ID from the request TYPE, clears the entries from the table, and returns.

The most interesting situation occurs when a new or subsequent request creates an
asynchronous request. In such a case, the TR Client makes the RPC call
to the
Transaction Server, which returns a special variable asynch
session ID, indicating that
the request will not be processed immediately, but it has been given a unique identifier.
The client ultimately receives this variable. It then immediately issue
s a new request
thread, sending the asynch
session ID variable. The
session manager
blocks and returns
only when the response is finally returned. This does not block the client, because it is
free to make other threaded requests. Each such request will re
sult in a separate

dedicated to one request. So client requests for asynchronous data in fact are re
orchestrated as two independent requests and the need for a special client listening port is

4 The General Methodology

n a traditional client
server model, the client is free to make socket connections
to the server process or processes in a free manner. It is possible, and sometimes
desirable, to have the client act as a server to listen for asynchronous responses. In a
ecure environment, the model breaks down, as often the only accessible communication
channel is the HTTP port 80. Server processes, such as Java servlets or CGI scripts

run for the client request, and terminate when the request is satisfied. The probl
em can be
resolved by breaking the communication sequences between client and server into
consecutive client requests, while maintaining client state information.

The lesson we have learned is a simple but powerful methodology, which can be
applied to c
omplex legacy client
server systems. What makes such systems effective is
flexible communication sequences between the two parties. When the model is mapped
to a secure, firewall
protected web server environment, such sequences are no longer
possible, with
out anomalous exceptions. These exceptions are being slowly eliminated.

Our model solves this problem by creating a two
tier server
side application. In
our system, the
session manager

session listener

define the web server tier. While the

current client request, the listener maintains the long term data
structures, such as lookup tables, which allow the future
session manager

threads to see


state changes that would be otherwise impossible in a single
cycle request
side programming model. The second tier, the service tier, in our case the TR
Client, was the what made the system work in a static way, meaning that the server
process was a stable, long
lived server, despite the client arriving into the web server in
sion manager

thread bursts.

5 Future Enhancements

The future

6 Conclusions

We have developed

7 References